Fitzmaurice Investment Management Services, LLC (New York)


Fitzmaurice Investment Management Services, LLC is a large advisory firm based in New York. It manages $302.68 million of regulatory assets for 68 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of New York and Texas.

Fitzmaurice Investment Management Services provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fitzmaurice Investment Management Services: assets under management

The assets under management (AUM) of Fitzmaurice Investment Management Services, LLC is $302.68 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fitzmaurice Investment Management Services, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fitzmaurice Investment Management Services, LLC

Kristina Grimm Hoppman has been acting as President since 1 Mar 2005. Llc Banc Of America Corporate Insurance Agency joined the executive team most recently as the Parent Company.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Darcy Messina Finop 1 Aug 2001 Other xxx-xx-xxxx
Inc. Fitzmaurice Companies Parent company 1 Dec 2001 75% - 100% 02-0533507
David Rogers Marom President / cco 1 Jan 2002 Other 4295575
Robert Timothy Jr Fitzmaurice Ceo 1 Jan 2002 Other 2739940
John E Jr Wilhoit Cco 1 Dec 2004 Other 4389692
Kristina Grimm Hoppman President 1 Mar 2005 Other 4470473
Sanjiv M Shah Finop 1 Oct 2005 Other 4891680
John E Jr Wilhoit President/cco 1 Dec 2005 Other 4389692
John E Jr Wilhoit Ceo/president/chief compliance officer 1 Nov 2006 Other 4389692
Llc Banc Of America Corporate Insurance Agency Parent company 1 Dec 2006 75% - 100% 52-2235466

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Timothy Jr Fitzmaurice President 1 Jul 1996 50% - 75% 2739940
Bank Of America Corporation Parent company 1 Oct 1998 75% - 100% 56-0906609
Nb Holdings Corporation Parent company 1 Jul 1999 75% - 100% 56-1857749
Fleet National Bank Member 1 May 2000 75% - 100% 04-2472499
Robert Timothy Jr Fitzmaurice Ceo 1 Dec 2001 50% - 75% 2739940
Bank Of America Corporation Owner 1 Apr 2004 75% - 100% 56-0906609
Llc Fleet Insurance Services Parent company 1 May 2004 75% - 100% 52-2235466
Llc Banc Of America Corporate Insurance Agency Parent company 1 May 2004 75% - 100% 52-2235466
National Association Bank Of America Member 1 Jun 2005 75% - 100% 94-1687665

Based in New York

The principal office where Fitzmaurice Investment Management Services, LLC performs its advisory services is located at 11 Penn Plaza, New York, NY 10001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-290-7676 or by fax 212-594-0604. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.fitzmaurice.com.