Adkins Seale Capital Management LLC is a large advisory firm based in Shreveport. It manages $253.73 million of regulatory assets for 350 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Louisiana and Texas.
Adkins Seale Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Adkins Seale Capital Management LLC is $253.73 million. The firm's AUM has grown by 44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Adkins Seale Capital Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Adkins Seale Capital Management is high net worth individuals with 52 clients and $197.02 million of assets under management. Among the 9 most similar advisory firms, Adkins Seale Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $229.71 million for 129 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Adkins Seale Capital Management doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Adkins Seale Capital Management LLC performs its advisory services is located at 333 Texas Street, Suite 2235, Shreveport, LA 71101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 318-703-3641 or by fax 318-703-3897. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at ascm-llc.com.