Krg Capital Management, L.P. (Denver)


Krg Capital Management, L.P. is a large advisory firm based in Denver. It manages $1.19 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Colorado.

Krg Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Krg Capital Management: assets under management

The assets under management (AUM) of Krg Capital Management, L.P. is $1.19 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 886% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $170.46 million each.
Krg Capital Management has custody of $1.06 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Krg Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Krg Capital Management serves?

The only and largest group of clients of Krg Capital Management is pooled investment vehicles with 7 clients and $1.19 billion of assets under management. Among the 8 most similar advisory firms, Krg Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.19 billion for 7 clients. None of the firm’s clients are foreign persons or businesses.

Krg Capital Management also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $10,000,000.

Careers at Krg Capital Management, L.P.

The company employs 22 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Krg Capital Filing adviser general partner 1 Apr 2001 Other 84-1592334
Bruce Layton Rogers Filing adviser and relying adviser limited partner 1 Apr 2001 Other 4402959
Charles R Gwirtsman Filing adviser limited partner 1 Apr 2001 Other 1584871
Christopher J Lane Filing adviser limited partner 1 Apr 2001 Other 4402972
Theresa Domenico Shelton Filing adviser chief operating officer 1 Apr 2001 Other 4498746
Steven David Neumann Filing adviser limited partner 1 Apr 2001 Other 6473837
Mark M King Limited partner 1 Apr 2001 Other 1343269
Charles R Givistsman Limited partner 1 Apr 2001 Other 1584871
L.P. Cms/Krg/Greenbriar Partners Limited partner 1 Apr 2001 25% - 50% 23-3065585
Llc Hamilton/Fac Krg Ii Limited partner 1 Apr 2001 Other 36-4432541
Lane J Lane Limited partner 1 Apr 2001 Other 4402972
Llc King Family Partners Member 1 Apr 2001 Other 84-1510648
Llc Rogers Capital Partners Member 1 Apr 2001 Other 84-1510643
Llc Gwirtsman Family Partners Member 1 Apr 2001 Other 84-1510649
Theodore Conrad Nark Filing adviser limited partner 1 Jun 2007 Other 6469387
Stewart Andrew Fisher Filing adviser limited partner 1 Jul 2007 Other 6469385
Teresa A Cunningham Chief financial officer 1 Nov 2007 Other 5506664
Kathleen S. Matheny Cfo 1 Apr 2010 Other 5906738
Llc Kmb Holdings Filing adviser limited partner 1 Dec 2013 Other 80-0967103
Bruce Layton Rogers Chief compliance officer 1 Feb 2015 Other 4402959
Llc Krg Capital Successor Relying adviser general partner 1 Mar 2015 Other 47-2969864
Stewart Andrew Fisher Relying adviser limited partner 1 Mar 2015 Other 6469385
Theodore Conrad Nark Relying adviser limited partner 1 Mar 2015 Other 6469387
Colton Jacob King Relying adviser limited partner 1 Mar 2015 Other 3266054
Bennett Randolph Thompson Relying adviser limited partner 1 Mar 2015 Other 6469388
Llc Mountaingate Capital Relying adviser general partner 1 Mar 2015 Other 47-2969864
Estate Of Mark King Filing adviser limited partner 1 Jan 2017 Other 81-6665650
Brenda Lynn Kavanaugh Filing adviser limited partner 1 Jan 2017 Other 1259430

Indirect Owners

The SEC currently registers 26 indirect owners.

Name Entity Date acquired Ownership Employer ID
Francis Oliver Nicklin Shareholder 1 Sep 1981 50% - 75% 347877
Katherine Zeller Nicklin Shareholder 1 Aug 1983 50% - 75% 1477765
L.P. Cms 2000 Investment Partners Qp General partner 1 Apr 2000 Other 23-2739732
William Landman Shareholder 1 Apr 2000 25% - 50% 4357435
Mark I Solomon Shareholder 1 Apr 2000 25% - 50% 1014516
Paul Silberberg Shareholder 1 Apr 2000 25% - 50% 1014371
L.P. Cms/Krg/G Associates General partner 1 Nov 2000 Other 23-3065583
Inc. Msps K G General partner 1 Nov 2000 Other 23-3062062
William Landman Shareholder 1 Nov 2000 25% - 50% 4357435
Mark I Solomon Shareholder 1 Nov 2000 25% - 50% 1014516
Paul Silberberg Shareholder 1 Nov 2000 25% - 50% 1014371
L.P. Cms Back End Entity Ii Limited partner 1 Nov 2000 50% - 75% 39-0000000
Cms Sub Management Company General partner 1 Nov 2000 Other 23-3040473
Charles Alvis Hamilton Elected manager 1 Apr 2001 Other 234895
William Landman Elected manager 1 Apr 2001 Other 4357435
Inc. Cms 2000 General partner 1 Apr 2001 Other 23-3038803
Mark I Solomon Limited partner 1 Apr 2001 25% - 50% 1014516
Paul Silberberg Limited partner 1 Apr 2001 25% - 50% 1014371
First Analysis Corporation Member 1 Apr 2001 50% - 75% 36-3140467
Stewart Andrew Fisher Elected manager 1 May 2013 Other 6469385
Steven David Neumann Elected manager 1 May 2013 Other 6473837
Mark M King Partner 1 Jun 2013 Other 1343269
Mark M King Member 1 Dec 2013 50% - 75% 1343269
Brenda Lynn Kavanaugh Member 1 Dec 2013 50% - 75% 1259430
Bruce Layton Rogers Elected manager 1 Mar 2015 Other 4402959
Estate Of Mark King Member 1 Jul 2016 50% - 75% 81-6665650

Based in Denver

The principal office where Krg Capital Management, L.P. performs its advisory services is located at 1800 Larimer Street, Denver, CO 80202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-390-5001 or by fax 303-390-5015. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at krgcapital.com.