Smith Hayes Advisers Inc (Lincoln)

Smith Hayes Advisers Inc is a large advisory firm based in Lincoln. It manages $2.15 billion of regulatory assets for 2,174 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, Arizona, Arkansas, and 30 other states.

Smith Hayes Advisers provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and erisa plan 404c education & advice on asset allocation & retirement plan reviews. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Smith Hayes Advisers: assets under management

The assets under management (AUM) of Smith Hayes Advisers Inc is $2.15 billion. The firm's AUM has grown by 2867% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.08 billion in discretionary accounts and $1.06 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $587.76 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.19 million.

Smith Hayes Advisers has custody of $31.58 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Smith Hayes Advisers Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Smith Hayes Advisers Inc

Thomas Curtis Smith has been acting as President since 1 Sep 1985. James Patrick Kerr joined the executive team most recently as the Director.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 5 indirect owners.

Based in Lincoln

The principal office where Smith Hayes Advisers Inc performs its advisory services is located at 200 Centre Terrace, Lincoln, NE 68508 The mailing address of the firm is P.O. Box 83000, Lincoln, NE 68501 3000. An additional office of the firm is in Omaha, NE. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-476-3000 or by fax 402-476-6909. The normal business hours are 8:00am - 5:00pm on Other. You can find more information about the New York firm at smithhayes.com/.

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