Fidelity Management & Research (Hong Kong) Limited (Hong Kong)


Fidelity Management & Research (Hong Kong) Limited is a large advisory firm based in Hong Kong. It manages $15.34 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2008.

Fidelity Management & Research (Hong Kong) Limited provides portfolio management for investment companies and portfolio management for foreign and proprietary funds and accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fidelity Management & Research (Hong Kong) Limited: assets under management

The assets under management (AUM) of Fidelity Management & Research (Hong Kong) Limited is $15.34 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 727% since the beginning of its operation, and $521.05 million of the total AUM is attributable to clients outside of the United States.

The firm manages $15.34 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $479.49 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fidelity Management & Research (Hong Kong) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Christopher Scott Bartel serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Christopher Scott Bartel is investment companies with 22 clients and $14.29 billion of assets under management. Among the 11 most similar advisory firms, Fidelity Management & Research (Hong Kong) Limited has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $15.34 billion for 24 clients. 4% of the firm’s clients are foreign persons or businesses.

Fidelity Management & Research (Hong Kong) Limited doesn't advise any private funds.

Careers at Fidelity Management & Research (Hong Kong) Limited

The company employs 56 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Christopher Scott Bartel has been acting as President since 1 Jul 2012. William Charles Coffey joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Fidelity Management & Research Company Shareholder 1 Oct 2007 75% - 100% 108281
Eric Michael Wetlaufer Ceo, chairman of the board, president, director 1 Oct 2007 Other 2687457
Matthew C. (Mi Only) Torrey Managing director of research, director 1 Oct 2007 Other 5438872
Sharon Yau Lecornu Executive director 1 Apr 2008 Other 5576468
Js (Nmn) Wynant Treasurer 1 Apr 2008 Other 4519542
Nicholas Edgar Steck Compliance officer 1 Apr 2008 Other 2508484
Kenneth Alan Rathgeber Chief compliance officer 1 Apr 2008 Other 2400619
Mark Xavier Burns Executive director, director 1 Apr 2008 Other 1772725
Sharon Yau Wong Director of investment services - asia, director 1 Apr 2008 Other 5576468
Scott C (Mi Only) Goebel Chief legal officer 1 Jul 2008 Other 4491841
Joseph A (Mi Only) Hanlon Compliance officer 1 Feb 2009 Other 4863662
Markus Karl Eugen Eichacker Ceo, president, chief investment officer, managing director of research, director 1 Jan 2010 Other 5747442
Robert S Bao Director 1 Jan 2012 Other 6031144
Christopher Scott Bartel Director 1 Jan 2012 Other 2530958
Linda Jean Wondrack Chief compliance officer 1 Apr 2012 Other 1589187
Robert S Bao Director 1 May 2012 Other 6031144
Christopher Scott Bartel Director 1 Jul 2012 Other 2530958
William E Dailey Treasurer 1 Nov 2012 Other 5226182
William Eric Dailey Treasurer 1 Nov 2012 Other 5226182
Michael D Kopfler Director 1 Mar 2013 Other 6172121
Adrian James Tyerman Compliance officer 1 Mar 2014 Other 5889704
Pam Ruddick Holding Director 1 May 2014 Other 1912576
Marc Robert Bryant Chief legal officer 1 Sep 2015 Other 4516386
William Francis Shanley Iii Director 1 Apr 2016 Other 6640849
Christopher John Seabolt Director 1 Apr 2016 Other 3090936
Jean Marie Raymond Treasurer 1 May 2016 Other 4148581
Timothy Michael Cohen Director 1 Jan 2017 Other 6236031
Harris Gregg Komishane Treasurer 1 Sep 2017 Other 5225050
Kevin Matthew Meagher Chief compliance officer 1 Jul 2018 Other 7002688
William Charles Coffey Chief legal officer 1 Oct 2018 Other 7036242
Christopher John Rimmer Head of asset management finance, treasurer 1 Oct 2018 Other 4770358

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Edward C (Mi Only) Johnson Director 1 Oct 1972 Other 1367269
Fmr Llc Shareholder 1 Jul 1986 75% - 100% 04-2507163
James C (Mi Only) Curvey Director 1 Feb 1990 Other 2293087
James Charles Curvey Elected manager 1 Feb 1990 Other 2293087
Abigail Pierrepont Johnson Director 1 May 1994 Other 4340399
Edward C (Mi Only) Johnson Iv Director 1 Apr 2006 Other 5305256
John J (Mi Only) Remondi Director 1 Apr 2006 Other 4348172
Edward Crosby Johnson Iv Elected manager 1 Apr 2006 Other 5305256
John Joseph Remondi Elected manager 1 Apr 2006 Other 4348172
Fmr Llc Shareholder 1 Oct 2007 75% - 100% 04-2507163
Michael E (Mi Only) Wilens Director 1 Oct 2014 Other 5653418
Gerard John Mcgraw Director 1 Oct 2014 Other 4713963
Michael Engber Wilens Elected manager 1 Oct 2014 Other 5653418

Based in Hong Kong

The principal office where Fidelity Management & Research (Hong Kong) Limited performs its advisory services is located at Floor 19, 41 Connaught Road Central, Hong Kong, The mailing address of the firm is 245 Summer St, V10 H, Boston, MA 02210. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852-3711-9100 or by fax 852-3711-9371. The normal business hours are 9:00am - 5:00pm hkt on Monday - Friday. You can find more information about the New York firm at fidelity.com.