Fidelity Management & Research (Hong Kong) Limited (Hong Kong)

Name: Fidelity Management & Research (Hong Kong) Limited
Address: Floor 19, 41 Connaught Road Central, Hong Kong
Telephone: 852-3711-9100

Fidelity Management & Research (Hong Kong) Limited is a large advisory firm based in Hong Kong. It manages $15.34 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2008.

Fidelity Management & Research (Hong Kong) Limited provides portfolio management for investment companies and portfolio management for foreign and proprietary funds and accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fidelity Management & Research (Hong Kong) Limited: assets under management

The assets under management (AUM) of Fidelity Management & Research (Hong Kong) Limited is $15.34 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 727% since the beginning of its operation, and $521.05 million of the total AUM is attributable to clients outside of the United States.

The firm manages $15.34 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $479.49 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fidelity Management & Research (Hong Kong) Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Christopher Scott Bartel serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Christopher Scott Bartel is investment companies with 22 clients and $14.29 billion of assets under management. Among the 11 most similar advisory firms, Fidelity Management & Research (Hong Kong) Limited has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $15.34 billion for 24 clients. 4% of the firm’s clients are foreign persons or businesses.

Fidelity Management & Research (Hong Kong) Limited doesn't advise any private funds.

Careers at Fidelity Management & Research (Hong Kong) Limited

The company employs 56 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Christopher Scott Bartel has been acting as President since 1 Jul 2012. William Charles Coffey joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Fidelity Management & Research Company	Shareholder	1 Oct 2007	75% - 100%	108281
Eric Michael Wetlaufer	Ceo, chairman of the board, president, director	1 Oct 2007	Other	2687457
Matthew C. (Mi Only) Torrey	Managing director of research, director	1 Oct 2007	Other	5438872
Sharon Yau Lecornu	Executive director	1 Apr 2008	Other	5576468
Js (Nmn) Wynant	Treasurer	1 Apr 2008	Other	4519542
Nicholas Edgar Steck	Compliance officer	1 Apr 2008	Other	2508484
Kenneth Alan Rathgeber	Chief compliance officer	1 Apr 2008	Other	2400619
Mark Xavier Burns	Executive director, director	1 Apr 2008	Other	1772725
Sharon Yau Wong	Director of investment services - asia, director	1 Apr 2008	Other	5576468
Scott C (Mi Only) Goebel	Chief legal officer	1 Jul 2008	Other	4491841
Joseph A (Mi Only) Hanlon	Compliance officer	1 Feb 2009	Other	4863662
Markus Karl Eugen Eichacker	Ceo, president, chief investment officer, managing director of research, director	1 Jan 2010	Other	5747442
Robert S Bao	Director	1 Jan 2012	Other	6031144
Christopher Scott Bartel	Director	1 Jan 2012	Other	2530958
Linda Jean Wondrack	Chief compliance officer	1 Apr 2012	Other	1589187
Robert S Bao	Director	1 May 2012	Other	6031144
Christopher Scott Bartel	Director	1 Jul 2012	Other	2530958
William E Dailey	Treasurer	1 Nov 2012	Other	5226182
William Eric Dailey	Treasurer	1 Nov 2012	Other	5226182
Michael D Kopfler	Director	1 Mar 2013	Other	6172121
Adrian James Tyerman	Compliance officer	1 Mar 2014	Other	5889704
Pam Ruddick Holding	Director	1 May 2014	Other	1912576
Marc Robert Bryant	Chief legal officer	1 Sep 2015	Other	4516386
William Francis Shanley Iii	Director	1 Apr 2016	Other	6640849
Christopher John Seabolt	Director	1 Apr 2016	Other	3090936
Jean Marie Raymond	Treasurer	1 May 2016	Other	4148581
Timothy Michael Cohen	Director	1 Jan 2017	Other	6236031
Harris Gregg Komishane	Treasurer	1 Sep 2017	Other	5225050
Kevin Matthew Meagher	Chief compliance officer	1 Jul 2018	Other	7002688
William Charles Coffey	Chief legal officer	1 Oct 2018	Other	7036242
Christopher John Rimmer	Head of asset management finance, treasurer	1 Oct 2018	Other	4770358

Indirect Owners

The SEC currently registers 13 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Edward C (Mi Only) Johnson	Director	1 Oct 1972	Other	1367269
Fmr Llc	Shareholder	1 Jul 1986	75% - 100%	04-2507163
James C (Mi Only) Curvey	Director	1 Feb 1990	Other	2293087
James Charles Curvey	Elected manager	1 Feb 1990	Other	2293087
Abigail Pierrepont Johnson	Director	1 May 1994	Other	4340399
Edward C (Mi Only) Johnson Iv	Director	1 Apr 2006	Other	5305256
John J (Mi Only) Remondi	Director	1 Apr 2006	Other	4348172
Edward Crosby Johnson Iv	Elected manager	1 Apr 2006	Other	5305256
John Joseph Remondi	Elected manager	1 Apr 2006	Other	4348172
Fmr Llc	Shareholder	1 Oct 2007	75% - 100%	04-2507163
Michael E (Mi Only) Wilens	Director	1 Oct 2014	Other	5653418
Gerard John Mcgraw	Director	1 Oct 2014	Other	4713963
Michael Engber Wilens	Elected manager	1 Oct 2014	Other	5653418

Based in Hong Kong

The principal office where Fidelity Management & Research (Hong Kong) Limited performs its advisory services is located at Floor 19, 41 Connaught Road Central, Hong Kong, The mailing address of the firm is 245 Summer St, V10 H, Boston, MA 02210. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852-3711-9100 or by fax 852-3711-9371. The normal business hours are 9:00am - 5:00pm hkt on Monday - Friday. You can find more information about the New York firm at fidelity.com.