Sofi Wealth LLC is a multi-state adviser based in San Francisco. It manages $105.61 million of regulatory assets for 26,537 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Sofi Wealth provides financial planning services, portfolio management for individuals and small businesses, and publication of newsletters. It prepares financial plans for approximately 790 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sofi Wealth LLC is $105.61 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 14407% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The only and largest group of clients of John Thomas Foley is individuals with 26,537 clients and $105.61 million of assets under management. Among the 9 most similar advisory firms, Sofi Wealth has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $105.61 million for 26,537 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Sofi Wealth doesn't advise any private funds.
The company employs 20 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 20 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
John Thomas Foley has been acting as President since 1 May 2015. Dimple Anderson joined the executive team most recently as the Chief Compliance Officer.
The principal office where Sofi Wealth LLC performs its advisory services is located at 234 1 St Street, San Francisco, CA 94105, which is also the mailing address of the firm. An additional office of the firm is in Cottonwood Heights, UT. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 855-525-7634 or by fax 415-520-9772. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at sofi.com and its LinkedIn profile.