Chase Investment Services Corp. (Chicago)


Chase Investment Services Corp. is a large advisory firm based in Chicago. It manages $29.85 billion of regulatory assets for 182,239 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Chase Investment Services Corp provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as sell insurance investment products.

Chase Investment Services Corp: assets under management

The assets under management (AUM) of Chase Investment Services Corp. is $29.85 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 158% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $29.85 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $163.81 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Chase Investment Services Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chase Investment Services Corp.

Michael David Berkowitz has been acting as President since 1 Sep 1998. Daniel Robert Deegan joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
The Chase Manhattan Bank Direct parent 1 Oct 1994 75% - 100% 13-4994650
Gary Thomas Johnson Chief compliance officer, srop, crop 1 Sep 1996 Other 1088136
John Michael Leadam Chief operations officer 1 Sep 1996 Other 1960968
Michael David Berkowitz Director 1 Sep 1998 Other xxx-xx-xxxx
William Henry Hoefling Director 1 Sep 1998 Other xxx-xx-xxxx
Gail A Schneider Director 1 Feb 1999 Other xxx-xx-xxxx
Kathleen Mary Rooney President & director 1 Dec 1999 Other 3276576
Leonard Joseph Proscia Chief financial officer/financial operations principal 1 Jun 2000 Other 4147392
Charles Harry Upton Chief operating officer, vp, msp 1 Oct 2000 Other 451799
Leonard Joseph Proscia Chief financial officer/financial operations principal & director ncipal 1 Jan 2001 Other 4147392
Harry F. Di Simone Director 1 Jan 2001 Other xxx-xx-xxxx
Joseph M. Scharfenberger Sr. Director 1 Jan 2001 Other xxx-xx-xxxx
Harry F Disimone Director 1 Jan 2001 Other 4551356
Joseph M Sr. Scharfenberger Director 1 Jan 2001 Other 4552658
Jpmorgan Chase Bank Direct parent 1 Nov 2001 75% - 100% 13-4994650
Barbara Goodstein Director 1 Jan 2002 Other xxx-xx-xxxx
J.P. Morgan Chase & Co. Direct owner 1 Nov 2002 75% - 100% 13-2624428
Gary Thomas Johnson Director, chief compliance officer, srop, crop 1 Jan 2003 Other 1088136
Charles Harry Upton President, director, vp, msp 1 Jan 2003 Other 451799
Kathleen Mary Rooney Director 1 Jan 2003 Other 3276576
John Michael Leadam Director, chief operations officer 1 Jan 2003 Other 1960968
Peter Michael Wall Director 1 Jan 2003 Other 2182101
Andrew David Ireland Director 1 Jan 2003 Other 1803463
Edward Paul O'connor Director 1 Jan 2003 Other 3060622
Charles Harry Upton President, director, chief operating officer, vp, msp 1 Mar 2003 Other 451799
John Michael Leadam Director, director of operations 1 Mar 2003 Other 1960968
Ellen P Glaessner Assistant secretary 1 Apr 2003 Other 4664402
Marianne Gennari Assistant secretary 1 Apr 2003 Other 1466202
Timothy Hugh Samson Assistant secretary 1 Apr 2003 Other 4603479
James C. P. Berry Secretary 1 Apr 2003 Other 4361911
Jo Anne Lovell Director 1 Jul 2003 Other xxx-xx-xxxx
Charles William Morten Director 1 Jul 2003 Other 1040933
Iiman Ahmed Pappas Director 1 Jul 2003 Other xxx-xx-xxxx
Gary Thomas Johnson Srop, crop 1 Aug 2003 Other 1088136
Frank Robert Jr Genna Chief compliance officer 1 Aug 2003 Other 1901027
William Edward Casey Chief financial officer 1 Sep 2003 Other 1863096
Peter Michael Wall Asst. head of product management and development & director 1 Apr 2004 Other 2182101
Andrew David Ireland Head of sales & director 1 Apr 2004 Other 1803463
Edward Paul O'connor Head of product management and development &director 1 Apr 2004 Other 3060622
Charles William Morten President, srop 1 Apr 2004 Other 1040933
William Edward Casey Chief financial officer, director 1 Apr 2004 Other 1863096
Jeffrey James Fahs Chief compliance officer, crop 1 Apr 2004 Other 2210750
Charles Harry Upton Director 1 Apr 2004 Other 451799
Charles William Morten Director, president, srop 1 May 2004 Other 1040933
Jpmorgan Chase & Co. Direct owner 1 Jul 2004 75% - 100% 13-2624428
Jeffrey James Fahs Crop 1 Oct 2004 Other 2210750
Alan Kent Jr Halfenger Chief compliance officer, crop 1 Oct 2004 Other 1715234
William Robert Felker President & ceo 1 Jan 2005 Other 2354456
Teresa Lynn Warta Treasurer & cfo 1 Jan 2005 Other 2055433
Charles William Scharf Executive vice president, director 1 Mar 2005 Other 2123345
Michael John Reed Executive vice president, director 1 Mar 2005 Other 1553478
David Edwin Donovan Executive vice president, director 1 Mar 2005 Other 1081912
John Stephen Maclellan Senior vice president, director 1 Mar 2005 Other 1050214
Kevin Lee Martin Executive vice president 1 Mar 2005 Other 2742022
James Huber Davis Chief operations officer 1 Mar 2005 Other 4166100
James Joseph Lukas Chief information officer 1 Mar 2005 Other 4096467
Jeffrey L Davis Assistant secretary 1 Mar 2005 Other xxx-xx-xxxx
Bradford Michael Markham Assistant secretary 1 Mar 2005 Other xxx-xx-xxxx
Ellen Fowler Anderson Assistant secretary 1 Mar 2005 Other 1819869
Banc One Securities Corporation Direct owner 1 Jul 2005 75% - 100% 16999
John Mcdevitt Kramer Chief compliance officer 1 Sep 2005 Other 2350116
Banc One Capital Holdings Llc Direct owner 1 Jul 2006 75% - 100% 20-5152576
Michael J Cleary Director 1 Jul 2006 Other 5209207
Maryann Bridget Lamendola Chief compliance officer 1 Aug 2006 Other 1053412
Deanna Michelle Bannister President & ceo 1 Dec 2006 Other 2685815
Deanna Michelle Bannister Walker President & ceo, director 1 Dec 2006 Other 2685815
Daniel Robert Deegan Executive vice president 1 Mar 2007 Other 1143339
Corrine M. Burger Cfo 1 Sep 2007 Other 4280279
Mahesh Chatta Aditya Board member 1 Jul 2008 Other 5586574
Alan James Chabot Board member 1 Jul 2008 Other 2617874
J. Christopher Henry Board member 1 Jul 2008 Other 5591455
Alan James Chabot Board member, president & ceo 1 Nov 2008 Other 2617874
Kevin Lee Martin Cfo 1 Nov 2008 Other 2742022
John P Quinn Executive vice president 1 Dec 2008 Other 5631540
James Scott Gerritsen Executive vice president 1 Dec 2008 Other 1590342
Jamie Matthew Reed Executive vice president 1 Dec 2008 Other 2797383
Joseph Briel Skarda Executive vice president 1 Dec 2008 Other 4288186
Laura Ann Pantaleo Executive vice president 1 Dec 2008 Other 1501065
Robert V Garrett Executive vice president 1 Dec 2008 Other 2621132
Douglas Lee Hodge Board of directors 1 Apr 2009 Other 5664777
Scott Harlan Maw Board member 1 Apr 2009 Other 5117567
Douglas Frederick Wilburn Chief compliance officer 1 May 2009 Other 1407686
Beth Wilson Julian Executive vice president 1 May 2009 Other 1071047
Anne Louise Gray Senior vice president 1 Jul 2009 Other 1779722
John Samenuk Board member 1 Jan 2010 Other 5761935
David Cheim Cohen Board member 1 Feb 2010 Other 2365936
Sol Gindi Board member 1 Nov 2010 Other 4903526
Gregg Adam Kleinbaum Executive vice president 1 Dec 2010 Other 2555215
Philip Howard Jr. Haigis Executive vice president 1 May 2011 Other 4340276
Mahesh Chatta Aditya Board member 1 May 2011 Other 5586574
Kevin Lee Martin Executive vice president 1 Jun 2011 Other 2742022
Sol Gindi Cfo 1 Jun 2011 Other 4903526
Eric David Tepper Executive vice president 1 Mar 2012 Other 2242377
Jeffrey Willis Durkee Executive vice president 1 Mar 2012 Other 1009266
Daniel Robert Deegan Executive vice president 1 Jun 2012 Other 1143339

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
J.P. Morgan Chase & Co. Indirect parent 1 Jan 2001 75% - 100% 13-2624428
J.P. Morgan Chase & Co. Indirect parent 1 Nov 2001 75% - 100% 13-2624428
Banc One Capital Holding Company Holding company 1 Jul 2005 75% - 100% 31-0738296
Jpmorgan Chase & Co Indirect parent 1 Jul 2005 75% - 100% 13-2624428
Jpmorgan Chase & Co Indirect parent 1 Jul 2006 75% - 100% 13-2624428

Based in Chicago

The principal office where Chase Investment Services Corp. performs its advisory services is located at 300 South Riverside Plaza, Chicago, IL 60606 2003 The mailing address of the firm is 1111 Polaris Parkway, Columbus, OH 43240. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-732-7348 or by fax 312-732-9753. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.

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