Cadogan Management, L.L.C. (New York)

Name: Cadogan Management, L.L.C.
Address: 499 Park Avenue 4 Th Floor, New York, NY, 10022
Telephone: 212-585-1600

Cadogan Management, L.L.C. is a large advisory firm based in New York. It manages $367.4 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Cadogan Management, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cadogan Management, L.L.C: assets under management

The assets under management (AUM) of Cadogan Management, L.L.C. is $367.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $367.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $40.82 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cadogan Management, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cadogan Management, L.L.C.

William Lawrence Braman has been acting as President since 1 Jan 2007. Lisa Anne Klar joined the executive team most recently as the General Counsel & Head Of Fund Structuring.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stuart Nathan Leaf	Chief executive officer / managing member	1 Jun 1994	50% - 75%	1211215
Aaron Michael Waldron	Director / member	1 Jun 1997	Other	4355950
Paul Jerome Isaac	Chief investment officer / member	1 Nov 2000	25% - 50%	831464
Matthew Arthur Jenal	Chief financial officer	1 Jul 2001	Other	1781617
Richard Thompson Collier	Senior advisor/member	1 Jan 2004	Other	1717901
William Lawrence Braman	Director	1 Jan 2007	Other	4339687
Richard L Wohanka	Director	1 Jan 2007	Other	4649586
Thomas A Rostron	Director	1 Jan 2007	Other	5279213
Waldo Mack Abbot	Director	1 Jan 2007	Other	2362931
Inc. Fortis Investment Management Usa	Owner	1 Jan 2007	50% - 75%	105085
Harris Jason Bogner	Chief compliance officer	1 Aug 2007	Other	2758877
John Barry Trammell	President	1 Sep 2007	Other	1449109
William Lawrence Braman	Chairman, board of directors	1 May 2008	Other	4339687
Paul Martin	Director	1 May 2008	Other	2872116
Thomas Leavitt	Director	1 Sep 2008	Other	1551506
Thierry Jean Sciard	Director	1 Sep 2008	Other	2993917
Hirsh David Aronowitz	Chief operating officer	1 Oct 2009	Other	5731807
John Barry Trammell	Cheif executive officer/member	1 Oct 2009	Other	1449109
Matthew Arthur Jenal	Senior advisor	1 Jan 2010	Other	1781617
Marlena Ann Kaplan	Chief financial officer	1 Jan 2010	Other	4143706
Lisa Anne Klar	General counsel & head of fund structuring	1 Feb 2010	Other	2589435

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Fortis Bank Sa/Nv	Shareholder	1 Apr 2008	75% - 100%	foreign entity
Belgian Government	Shareholder	1 Oct 2008	75% - 100%	foreign entity
Bnp Paribas	Shareholder	1 May 2009	50% - 75%	94-1677765

Based in New York

The principal office where Cadogan Management, L.L.C. performs its advisory services is located at 499 Park Avenue 4 Th Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-585-1600 or by fax 212-585-1620. The normal business hours are 9-6 pm on Monday - Friday. You can find more information about the New York firm at www.cadogan.net.