Etf Associates, LLC (Wayne)


Etf Associates, LLC is a large advisory firm based in Wayne. It manages $31.03 million of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, Florida, New Hampshire, and 3 other states.

Etf Associates provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Etf Associates: assets under management

The assets under management (AUM) of Etf Associates, LLC is $31.03 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $31.03 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Etf Associates, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Etf Associates, LLC

Donald Francis Gayhardt has been acting as President since 1 Feb 2008. Matthew Lee Forester has served as the Chief Investment Officer since 1 Feb 2008. Christopher Mark Quigley joined the executive team most recently as the Managing Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Etf Associates Member 1 Jul 2007 50% - 75% 26-0601224
Christopher Mark Quigley Managing member 1 Feb 2008 Other 2968817
Matthew Lee Forester Chief investment officer 1 Feb 2008 Other 1983004
Alexander John Rigolizzo Chief operating officer/chief compliance officer 1 Feb 2008 Other 2247884
Donald Francis Gayhardt Director 1 Feb 2008 Other 1683467
Kevin Joseph Lucey Director 1 Feb 2008 Other 2074845

Based in Wayne

The principal office where Etf Associates, LLC performs its advisory services is located at Devon Square Ii , Suite 250, Wayne, PA 19087, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-253-4570 or by fax 484-253-4600. The normal business hours are 8:30am - 5:30pm on Monday - Friday.