Lion Global Investors Limited (Singapore)

Name: Lion Global Investors Limited
Address: 65 Chulia Street #18 01 Ocbc Centre, Singapore, 049513
Telephone: (65) 64176800

Lion Global Investors Limited is a large advisory firm based in Singapore. It manages $25.75 billion of regulatory assets for 175 client accounts. It has been registered with the SEC as an adviser since 2011.

Lion Global Investors Limited provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and manage portfolios/sponsor non-us mutual funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lion Global Investors Limited: assets under management

The assets under management (AUM) of Lion Global Investors Limited is $25.75 billion. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $23.76 billion in discretionary accounts and $1.99 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $153.29 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $99.57 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lion Global Investors Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lion Global Investors Limited

Norman Ka Cheung Ip has been acting as President since 1 Jun 2011. Gerard How Cheng Lee has served as the Chief Investment Officer since 1 Nov 2010. Beng Tat Lee joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Orient Holdings Private Limited	Owner	1 Aug 1986	25% - 50%	55-5555555
Great Eastern Holdings Limited	Owner	1 Aug 2005	50% - 75%	55-5555555
David Philbrick Conner	Chairman of board	1 Aug 2005	Other	5993509
James Tan	Chief operating officer	1 Apr 2007	Other	4672587
James Thian Peng Tan	Chief operating officer	1 Apr 2007	Other	4672587
Jin Keat Cheong	Director	1 Jun 2009	Other	5993528
Simon Richard Flood	Chief investment officer	1 Oct 2009	Other	5993554
Siew Cheong Kong	Chief marketing officer	1 Jan 2010	Other	5993552
Mun Thim Yoon	Director	1 Feb 2010	Other	5993535
Wei Hong Ching	Director	1 Jul 2010	Other	5993540
Gerard How Cheng Lee	Chief executive officer/chief investment officer	1 Nov 2010	Other	5993884
Christopher Brian Wei	Director	1 Feb 2011	Other	5993545
Norman Ka Cheung Ip	Director	1 Jun 2011	Other	5993853
James Kok Cheong Phoon	Chief compliance officer	1 Dec 2011	Other	5993893
Siew Peng Tan	Director	1 Feb 2012	Other	6057711
George Lap Wah Lee	Director	1 Aug 2012	Other	6106435
Kwok Meng Lee	Chief compliance officer	1 Jan 2013	Other	6157171
Sook Cheng Lam	Chief compliance officer	1 Mar 2013	Other	6176697
Pohlin Patricia Chan	Chief marketing officer	1 Jun 2013	Other	6212845
Patricia Poh Lin Chan	Chief marketing officer	1 Jun 2013	Other	6212845
Joowah Teo	Chief stratagist	1 Jul 2014	Other	6376201
Joo Wah Teo	Chief strategist	1 Jul 2014	Other	6376201
Hock Seng Khor	Director	1 Jan 2016	Other	6608225
Beng Tat Lee	Chief compliance officer	1 Mar 2016	Other	6620122

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Oversea Chinese Banking Corporation Limited	Owner	1 Aug 1986	75% - 100%	55-5555555

Based in Singapore

The principal office where Lion Global Investors Limited performs its advisory services is located at 65 Chulia Street #18 01 Ocbc Centre, Singapore, 049513, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number (65) 64176800 or by fax (65) 64176801. The normal business hours are 0900-1800 on Monday - Friday. You can find more information about the New York firm at lionglobalinvestors.com.