Castlekeep Investment Advisors LLC is a large advisory firm based in Westport. It manages $537.46 million of regulatory assets for 175 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Delaware, and New York.
Castlekeep Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Castlekeep Investment Advisors LLC is $537.46 million. The firm's AUM has grown by 1453% since the beginning of its operation, and $486.64 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Castlekeep Investment Advisors LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Charles Wesley Kelakos Haberstroh is corporations or other businesses with 30 clients and $505.82 million of assets under management. Among the 7 most similar advisory firms, Castlekeep Investment Advisors has the highest percentage of corporations or other businesses out of all clients.
The amount of regulatory assets under management is $537.46 million for 60 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 48% of the firm’s clients are foreign persons or businesses.
Castlekeep Investment Advisors doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Charles Wesley Kelakos Haberstroh has been acting as President since 1 May 2000. Lauren Michele Quesada joined the executive team most recently as the Portfolio Assistant.
The principal office where Castlekeep Investment Advisors LLC performs its advisory services is located at 257 Riverside Avenue, Westport, CT 06880 4822, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203.682.7200 or by fax 203.682.7212. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at castlekeepadvisors.com.