Harber Capital LLC (New York)


Harber Capital LLC is a large advisory firm based in New York. It manages $743.85 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of New York and North Carolina.

Harber Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Harber Capital: assets under management

The assets under management (AUM) of Harber Capital LLC is $743.85 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 440% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $743.85 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $247.95 million each.
Harber Capital has custody of $482.02 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Harber Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Harber Capital serves?

The only and largest group of clients of Harber Capital is pooled investment vehicles with 3 clients and $743.85 million of assets under management. Among the 11 most similar advisory firms, Harber Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $743.85 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Harber Capital also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Harber Capital LLC

The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Harold Berry Managing member of filing adviser and of relying adviser 1 Dec 2006 75% - 100% 5989604
Greg Wallis Director of trading of filing adviser and of relying adviser 1 Dec 2006 Other 5989632
Harold Walton Berry Managing member of filing adviser and of relying adviser 1 Dec 2006 75% - 100% 5989604
Gregory Michael Wallis Director of trading of filing adviser and of relying adviser 1 Dec 2006 Other 5989632
Joshua Davis Cfo & cco of filing adviser and of relying adviser 1 Jan 2011 Other 5989605
Joshua Davis Cfo & cco of filing adviser and of relying adviser 1 Mar 2011 Other 5989605
Joshua Winborne Davis Cfo & cco of filing adviser and of relying adviser 1 Mar 2011 Other 5989605

Based in New York

The principal office where Harber Capital LLC performs its advisory services is located at 780 Third Avenue, New York, NY 10017 The mailing address of the firm is 80 Peachtree Rd, Asheville, NC 28803. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-808-7430. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at grahampartners.com.