Nomura Corporate Research And Asset Management Inc (New York)

Nomura Corporate Research And Asset Management Inc is a large advisory firm based in New York. It manages $29.66 billion of regulatory assets for 83 client accounts. It has been registered with the SEC as an adviser since 2001.

Nomura Corporate Research And Asset Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nomura Corporate Research And Asset Management: assets under management

The assets under management (AUM) of Nomura Corporate Research And Asset Management Inc is $29.66 billion. The firm's AUM has grown by 1241% since the beginning of its operation, and $21.36 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $29.39 billion in discretionary accounts and $272.02 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $362.82 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $136.01 million.

Investments

The firm invests in non-investment grade corporate bonds the most. They account for 75% of the total AUM. The second-largest asset type is derivatives, which make up 15% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nomura Corporate Research And Asset Management Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Atsushi Yoshikawa serves?

The firm provides services to insurance companies, investment companies, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Atsushi Yoshikawa is pooled investment vehicles with 31 clients and $14.96 billion of assets under management. Among the 8 most similar advisory firms, Nomura Corporate Research And Asset Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $29.66 billion for 83 clients. 55% of the firm’s clients are foreign persons or businesses.

Nomura Corporate Research And Asset Management doesn't advise any private funds.

Careers at Nomura Corporate Research And Asset Management Inc

The company employs 41 people that are either part- or full-time employees. 49 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Atsushi Yoshikawa has been acting as President since 1 Nov 2011. David Owen Crall joined the executive team most recently as the President, Chief Executive Officer, Chief Investment Officer, Managing Director, Board Of Director.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 1 indirect owner.

Based in New York

The principal office where Nomura Corporate Research And Asset Management Inc performs its advisory services is located at Worldwide Plaza, New York, NY 10019 7316, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 667-1414 or by fax (212) 667-1463. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at nomura.com/ncram.

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