Stonebridge Capital Management Viii, LLC (West Caldwell)


Stonebridge Capital Management Viii, LLC is a related adviser based in West Caldwell. It manages $3.8 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of New Jersey.

Stonebridge Capital Management Viii provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stonebridge Capital Management Viii: assets under management

The assets under management (AUM) of Stonebridge Capital Management Viii, LLC is $3.8 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $237.3 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stonebridge Capital Management Viii, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 14 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kenneth Gray Hydock Member 1 Feb 2002 Other 4651619
Alan David Sobel Member 1 Feb 2002 Other 4751008
Harold Ray Sobel Member 1 Feb 2002 Other 4751019
Peter Adam Levy Member 1 Feb 2002 Other 1519682
Elihu Nmn Katzman Member 1 Feb 2002 Other 4751022
Alan Howard Rosenzweig Member 1 Feb 2002 Other 4751024
Michael Nmn Laforge Member 1 Feb 2002 Other 4751025
Gary Henry Hirsh Member 1 Feb 2002 Other 2298817
Robert Anthony Harclerode Shareholder 1 Sep 2005 50% - 75% 1019390
Konstantinos Kostakes Shareholder 1 Sep 2005 Other 1025173
Karen Marie Demarco Shareholder 1 Sep 2005 Other 2919093
Konstantinos Kostakis Shareholder 1 Sep 2005 25% - 50% 1025173
Jeffrey B. Peskin Member 1 Jan 2008 Other 4540470
Martin J. Cutler Member 1 Jan 2008 Other 4548015

Based in West Caldwell

The principal office where Stonebridge Capital Management Viii, LLC performs its advisory services is located at 33 Clinton Road, West Caldwell, NJ 07006, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 973-244-9696 or by fax 973-244-9441. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.sbcm.net.