Smc Capital Inc/Ky/ is an adviser based in Louisville. It manages $15.42 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Indiana and Kentucky.
Smc Capital Inc/Ky/ provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Smc Capital Inc/Ky/ is $15.42 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Smc Capital Inc/Ky/ for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Steven Joseph Giacobbe has been acting as President since 1 Feb 2007. Tina Wring Covington joined the executive team most recently as the Interim Chief Compliance Officer.
The principal office where Smc Capital Inc/Ky/ performs its advisory services is located at 4350 Brownsboro Rd, Louisville, KY 40207, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 502-259-2816 or by fax 502-259-1816. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday.