Lunt Capital Management Inc. (Salt Lake City)


Lunt Capital Management Inc. is a large advisory firm based in Salt Lake City. It manages $314.19 million of regulatory assets for 691 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, Florida, Georgia, and 4 other states.

Lunt Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and investment recommendations to model portfolio providers. index provider for etfs.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lunt Capital Management: assets under management

The assets under management (AUM) of Lunt Capital Management Inc. is $314.19 million. The firm's AUM has grown by 966% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $205.39 million in discretionary accounts and $108.8 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $307.48 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.73 million.

Investments

The firm invests in investment and business development companies the most. They account for 95% of the total AUM. The second-largest asset type is exchange traded securities, which make up 3% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lunt Capital Management Inc. for their services and products based on a percentage of assets under management and subscription fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lunt Capital Management serves?

The firm provides services to individuals, other investment advisers, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Lunt Capital Management is other investment advisers with 12 clients and $214.36 million of assets under management. Among the 10 most similar advisory firms, Lunt Capital Management has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $314.19 million for 190 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Lunt Capital Management doesn't advise any private funds.

Careers at Lunt Capital Management Inc.

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Larry Lunt President & shareholder 1 Jan 2003 25% - 50% 4641670
Larry Vernon Lunt Shareholder 1 Jan 2003 Other 4641681
Zachary Todd Napierski Chief compliance officer 1 Oct 2004 Other 4996555
Susan Child Lunt Shareholder 1 Jan 2006 Other 4641696
Ryan George Hessenthaler Coo & shareholder 1 Jun 2012 25% - 50% 6002628

Based in Salt Lake City

The principal office where Lunt Capital Management Inc. performs its advisory services is located at 215 South State Street, Ste. 100, Salt Lake City, UT 84111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 801-503-3035 or by fax 801-924-3763. The normal business hours are 7:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at luntcapital.com/.