Taddei, Ludwig & Associates, Inc. is a large advisory firm based in San Rafael. It manages $308.94 million of regulatory assets for 338 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Florida, New Hampshire, and Oregon.
Taddei, Ludwig & Associates provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Taddei, Ludwig & Associates, Inc. is $308.94 million. The firm's AUM has grown by 99% since the beginning of its operation, and $1.01 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Taddei, Ludwig & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Taddei, Ludwig & Associates is high net worth individuals with 105 clients and $223.07 million of assets under management. Among the 8 most similar advisory firms, Taddei, Ludwig & Associates has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $308.94 million for 338 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Taddei, Ludwig & Associates doesn't advise any private funds.
The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Taddei, Ludwig & Associates, Inc. performs its advisory services is located at 999 Fifth Ave., Suite 300, San Rafael, CA 94901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-482-1561 or by fax 415-456-2935. The normal business hours are 8:00 a.m. to 4:00 p.m. on Monday - Friday. You can find more information about the New York firm at tlafinancial.com and its LinkedIn profile.