Dean Mary Katherine (San Diego)


Dean Mary Katherine is a large advisory firm based in San Diego. It manages $100.82 million of regulatory assets for 395 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Texas.

Dean Mary Katherine provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for trusts & retirement plans. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dean Mary Katherine: assets under management

The assets under management (AUM) of Dean Mary Katherine is $100.82 million. The firm's AUM has grown by 38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $94.78 million in discretionary accounts and $6.04 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $287.22 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $92.91 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dean Mary Katherine for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in San Diego

The principal office where Dean Mary Katherine performs its advisory services is located at 16885 West Bernardo Drive, Suite 209, San Diego, CA 92127 The mailing address of the firm is P.O. Box 270408, San Diego, CA 92198 2408. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-485-8547 or by fax 858-485-8577. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.