Swiss American Securities Inc. (New York)


Swiss American Securities Inc. is an adviser based in New York. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Swiss American Securities provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Swiss American Securities Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Swiss American Securities Inc.

Thomas Amstutz has been acting as President since 1 Dec 1998. Steven Martino Peras joined the executive team most recently as the Chairman Of The Board.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Anton Bettler Vice pres., crop & srop 1 Mar 1973 Other 20663
Fortis Bank(Formerly Generale De Banque S.A.) Owner 1 Mar 1973 Other 99-9999999
Swiss American Corporation Owner 1 Mar 1973 75% - 100% 13-6292061
Salvatore Rino Didonna President, ceo & director 1 Apr 1998 Other 801128
George James Helwig Director 1 Apr 1998 Other 242503
Thomas Amstutz Director 1 Dec 1998 Other 3197209
Kenneth R Barbalato Exec. v.p., secretary & director 1 Dec 1998 Other 809857
Oswald Juergen Gruebel Director 1 Dec 1998 Other 2142125
Edward Francis Anselmin Senior vice president & chief operating officer 1 Jan 1999 Other 1366243
Peter Nielsen Vice pres. & cfo, finop 1 Jan 2000 Other 1072259
Barry Regan Haas Vice president - head of institutional sales & trading 1 Jan 2000 Other 2512271
Moez Ahamed Jamal Chairman of the board 1 Jun 2000 Other 4250888
Adam Marc Rezak Vice pres., compliance director 1 Jan 2001 Other 2621346
David Alan Williamson Vice pres. of research 1 Jan 2001 Other 1332318
Christian F. Hudson Executive vice president 1 Jan 2001 Other 4065071
Thomas Amstutz Chairman of the board 1 Jan 2002 Other 3197209
Jorge Jose Rodriguez President, ceo & director 1 Jan 2002 Other 1670002
Steven Martino Peras Director 1 Jan 2002 Other 1667783
Christopher Joseph Jr Swensen Srop/crop 1 Jan 2002 Other 869216
Robert Cameron Jr Leverich Vice president - sales & trading 1 Jan 2002 Other 1199745
Mark Alan Pepper Senior vice president - sales & marketing 1 Jan 2002 Other 3250760
Thomas Amstutz Director 1 Sep 2002 Other 3197209
Steven Martino Peras Chairman of the board 1 Sep 2002 Other 1667783

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Credit Suisse Owner 1 Jan 1997 75% - 100% 99-9999999
Credit Suisse Group Owner 1 Jan 1997 75% - 100% 99-9999999

Based in New York

The principal office where Swiss American Securities Inc. performs its advisory services is located at 12 East 49 Th Street, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-612-8700 or by fax 212-612-8855. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at www.sasiny.com.