Waverley Wealth Management LLC (Mountain View)


Waverley Wealth Management LLC is an adviser based in Mountain View. It manages $30.86 million of regulatory assets for 124 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of California.

Waverley Wealth Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Waverley Wealth Management: assets under management

The assets under management (AUM) of Waverley Wealth Management LLC is $30.86 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -32% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $248.85 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Waverley Wealth Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Waverley Wealth Management LLC

Kent Elliott Smith has been acting as President since 1 Dec 2010. Martin [None] Bicker joined the executive team most recently as the Managing Member & Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Martin [None] Bicker Managing member & chief compliance officer 1 Dec 2010 75% - 100% 5597861
Kent Elliott Smith Director/portfolio manager 1 Dec 2010 Other 1931296

Based in Mountain View

The principal office where Waverley Wealth Management LLC performs its advisory services is located at 2570 W. El Camino Real, Suite 200, Mountain View, CA 94040, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-559-9700 or by fax 650-559-1701. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.