Smith, David Calvin (Napoleon)


Smith, David Calvin is a related adviser based in Napoleon. It manages $5 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2006.

Smith, David Calvin provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Smith, David Calvin: assets under management

The assets under management (AUM) of Smith, David Calvin is $5 million. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.5 million in discretionary accounts and $500 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.5 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $500 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Smith, David Calvin for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Napoleon

The principal office where Smith, David Calvin performs its advisory services is located at P 218 County Road 7, Napoleon, OH 43545 The mailing address of the firm is P.O. Box 248, Napoleon, OH 43545. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 706-489-9192 or by fax 770-200-2611. The normal business hours are 9:30am to 4:00pm on Monday - Friday.

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