La Francaise Forum Securities Limited is a large advisory firm based in Singapore. It manages $137.84 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Connecticut.
La Francaise Forum Securities Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of La Francaise Forum Securities Limited is $137.84 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 18% since the beginning of its operation, and $137.84 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay La Francaise Forum Securities Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to pooled investment vehicles and banking or thrift institutions. The largest group of clients of Pascale Germaine Auclair is pooled investment vehicles with 4 clients and $116.26 million of assets under management. Among the 8 most similar advisory firms, La Francaise Forum Securities Limited has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $137.84 million for 5 clients. 100% of the firm’s clients are foreign persons or businesses.
La Francaise Forum Securities Limited doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Pascale Germaine Auclair has been acting as President since 1 Aug 2016. Groupe La Francaise joined the executive team most recently as the Direct Owner.
The principal office where La Francaise Forum Securities Limited performs its advisory services is located at Level 25#36 North Tower, Singapore, 048583, which is also the mailing address of the firm. An additional office of the firm is in Stamford, CT. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number +65 6622 5940. The normal business hours are 9-5 on Monday - Friday.