Nezu Asia Capital Management Limited is a large advisory firm based in Hong Kong. It manages $147.36 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012.
Nezu Asia Capital Management Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Nezu Asia Capital Management Limited is $147.36 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -78% since the beginning of its operation, and $99.1 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Nezu Asia Capital Management Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Richard Patrick Kincaid is pooled investment vehicles with 3 clients and $64.62 million of assets under management. Among the 8 most similar advisory firms, Nezu Asia Capital Management Limited has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $64.62 million for 3 clients. 80% of the firm’s clients are foreign persons or businesses.
Nezu Asia Capital Management Limited also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
The company employs 13 people that are either part- or full-time employees. 23 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Richard Patrick Kincaid has been acting as President since 1 Feb 2004. Shau Ting Loretta Lam joined the executive team most recently as the Chief Operating Officer.
The principal office where Nezu Asia Capital Management Limited performs its advisory services is located at Unit 2306, Level 23 Prosperity Tower, Hong Kong, , which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 852 3151 3500 or by fax 852 3151 3550. The normal business hours are 9:00am - 6:00pm on Monday - Friday. You can find more information about the New York firm at nezuasia.com.