Iii Capital Managment (Boca Raton)


Iii Capital Managment is a large advisory firm based in Boca Raton. It manages $23.97 billion of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2015.

Iii Capital Managment provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Iii Capital Managment: assets under management

The assets under management (AUM) of Iii Capital Managment is $23.97 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $23.97 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $856.2 million each.
Iii Capital Managment has custody of $2.39 billion in cash and securities for 20 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Iii Capital Managment for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Iii Capital Managment

Yelena Anuar joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Marathon Financial General partner 1 Apr 1994 Other 88-0319260
Inc. Valance Co. General partner 1 Apr 1994 Other 88-0292589
Inc. Wallner Co. General partner 1 Apr 1994 Other 88-0292590
Scott Lawrence Wyler Chief compliance officer; secretary/treasurer of gp entities 1 Feb 1999 Other 2869488
William Patrick Mccauley Chief executive officer 1 Feb 1999 Other 818540
Helios Llc General partner 1 Jul 2003 Other 75-3026371
Adlex Llc General partner 1 Dec 2003 Other 20-0489272
Llc Taylor Pepper General partner 1 Jan 2005 Other 11-3736947
Llc Brynford General partner 1 Jan 2009 Other 80-0337715
Llc Waverely General partner 1 Jan 2011 Other 27-4445127
Llc Verdandi General partner 1 Jan 2013 Other 46-1648985
Inc. Mobilou General partner 1 Jan 2013 Other 38-3884324
Llc Stollery General partner 1 Jan 2014 Other 46-4242369
Yelena Anuar Chief financial officer 1 Jul 2014 Other 6253705

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Clifford George Viner Shareholder/owner 1 Feb 1992 75% - 100% 715977
Michael Lloyd Reger Shareholder/owner 1 Dec 1992 75% - 100% 1591432
Warren Bruce Mosler Shareholder/owner 1 Apr 1994 75% - 100% 824921
William Patrick Mccauley Shareholder/owner 1 Mar 2002 75% - 100% 818540
Garth Friesen Shareholder/owner 1 Dec 2003 75% - 100% 2534898
Robert Andrew Printz Shareholder/owner 1 Dec 2004 75% - 100% 2348404
Francis Dominic Feeney Shareholder/owner 1 Jan 2009 75% - 100% 1704438
Lester Noel Coyle Owner/shareholder 1 Jan 2011 75% - 100% 4727659
Scott Lawrence Wyler Shareholder/owner 1 Jan 2013 75% - 100% 2869488
Thomas Rolf Olofsson Shareholder/owner 1 Jan 2013 75% - 100% 3244639
Deep Kumar Shareholder/owner 1 Jan 2014 75% - 100% 4417687

Based in Boca Raton

The principal office where Iii Capital Managment performs its advisory services is located at 777 Yamato Road, Boca Raton, FL 33431, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-544-4400 or by fax 561-544-4433. The normal business hours are 6 am to 3 pm on Monday - Friday. You can find more information about the New York firm at iiicm.com.