ALPha Fiduciary, Inc. is a large advisory firm based in Phoenix. It manages $511.15 million of regulatory assets for 328 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Arizona, California, Colorado, and 3 other states.
ALPha Fiduciary provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of ALPha Fiduciary, Inc. is $511.15 million. The firm's AUM has grown by 316% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay ALPha Fiduciary, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pooled investment vehicles. The largest group of clients of ALPha Fiduciary is high net worth individuals with 38 clients and $415.29 million of assets under management. Among the 9 most similar advisory firms, ALPha Fiduciary has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $510.5 million for 129 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
ALPha Fiduciary also advises several private funds. Namely, one real estate fund, thirteen other private funds, three private equity funds, and one securitized asset fund. The minimum investment commitment required of non-related persons ranges from $50,000 to $250,000.
The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where ALPha Fiduciary, Inc. performs its advisory services is located at 7010 E. Chauncey Lane, Phoenix, AZ 85054, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 480-505-4033 or by fax 480-505-4034. The normal business hours are 7:30am to 5:00pm on Monday - Friday. You can find more information about the New York firm at alphafiduciary.com.