Glenrock Capital Advisers, LLC (Purchase)

Glenrock Capital Advisers, LLC is a large advisory firm based in Purchase. It manages $486.5 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of New York.

Glenrock Capital Advisers provides portfolio management for businesses and institutional clients and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Glenrock Capital Advisers: assets under management

The assets under management (AUM) of Glenrock Capital Advisers, LLC is $486.5 million. The firm's AUM has grown by 168% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $78.37 million in discretionary accounts and $408.12 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15.67 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $408.12 million.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Glenrock Capital Advisers, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Glenrock Capital Advisers, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc The Glenrock Group	Managing member	1 May 2007	50% - 75%	74-2982069
Lawrence Gilbert Graev	Chief compliance officer, president, coo, manager, member of board of managers	1 May 2007	Other	5335380
Anthony Hoberman	Chairman, chief executive officer, member of board of managers	1 May 2007	50% - 75%	5335383

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Lawrence Gilbert Graev	Sole member	1 Dec 2000	75% - 100%	5335380

Based in Purchase

The principal office where Glenrock Capital Advisers, LLC performs its advisory services is located at 2900 Westchester Avenue, Purchase, NY 10577, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 917 972 0028. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.