Hodges Capital Management Inc (Dallas)


Hodges Capital Management Inc is a large advisory firm based in Dallas. It manages $1.38 billion of regulatory assets for 321 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 26 other states.

Hodges Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hodges Capital Management: assets under management

The assets under management (AUM) of Hodges Capital Management Inc is $1.38 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2056% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.3 million each.

Investments

The firm invests in exchange traded securities the most. They account for 92% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Hodges Capital Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eric Jay Marshall serves?

The firm provides services to individuals, investment companies, and high net worth individuals. The largest group of clients of Eric Jay Marshall is investment companies with 6 clients and $1.05 billion of assets under management. Among the 10 most similar advisory firms, Hodges Capital Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $1.38 billion for 321 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Hodges Capital Management doesn't advise any private funds.

Careers at Hodges Capital Management Inc

The company employs 26 people that are either part- or full-time employees. 35 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Eric Jay Marshall has been acting as President since 1 Sep 2007. Brett Walker Rainey joined the executive team most recently as the Coo, Cco.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Hodges Capital Holdings Inc. Shareholder 1 May 1989 75% - 100% 75-2278916
Inc. First Dallas Holdings Shareholder 1 May 1989 75% - 100% 75-2278916
Donald Wayne Hodges President/treasurer 1 May 1989 Other 247387
Craig Donaldson Hodges Shareholder 1 May 1989 Other 1714289
Norman Cannon Gin Senior vice president 1 Mar 1992 Other 831759
Kathryn Williams Garvin Secretary 1 Aug 1993 Other 1665092
Camille Hodges Hays Shareholder 1 Aug 1998 Other 2951852
John Anthony Doyle Chief compliance officer 1 Aug 1998 Other 826132
Craig Donaldson Hodges Sr. vice president 1 Apr 1999 Other 1714289
Robert Benson Parnell Sr. vice president 1 Aug 2001 Other 728834
Camille Hodges Hays Executive vp 1 Aug 2004 Other 2951852
Craig Donaldson Hodges Chairman, cio, ceo 1 Oct 2004 Other 1714289
Gary Mack Bradshaw Svp 1 Sep 2007 Other 1389924
Eric Jay Marshall President 1 Sep 2007 Other 2981115
Robert Vincent Coulter Compliance officer 1 Sep 2007 Other 4211707
Clark Brown Hodges Evp business development 1 Aug 2008 Other 2202654
Robert Vincent Coulter Chief compliance officer 1 Aug 2008 Other 4211707
Robert Leo Kerch Chief compliance officer 1 May 2009 Other 2421770
Brett Walker Rainey Coo 1 May 2018 Other 2405496
Brett Walker Rainey Coo, cco 1 Aug 2019 Other 2405496

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Camille Hodges Hays Member 1 May 1989 25% - 50% 2951852
Clark Brown Hodges Member 1 May 1989 25% - 50% 2202654
Gordonville Partners Shareholder 1 Dec 2006 25% - 50% 20-3948583
Llc Hccc General partner 1 Dec 2006 Other 20-3948503
Ltd. Gordonville Partners Shareholder 1 Dec 2006 25% - 50% 20-3948583
Gordonville Partners Shareholder 1 Sep 2007 25% - 50% 20-3948503
Gordonville Partners Shareholder 1 Oct 2011 25% - 50% 20-3948583
Hodges Capital Holdings Voting Trust Shareholder 1 Oct 2011 50% - 75% 45-5446718
Craig Donaldson Hodges Trustee 1 Oct 2011 25% - 50% 1714289
Camille Hodges Hays Partner 1 Oct 2011 25% - 50% 2951852
Clark Brown Hodges Partner 1 Oct 2011 25% - 50% 2202654
First Dallas Holdings Voting Trust Shareholder 1 Oct 2011 50% - 75% 45-5446718

Based in Dallas

The principal office where Hodges Capital Management Inc performs its advisory services is located at 2905 Maple Ave, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 888-878-4426 or by fax 214-754-8721. The normal business hours are 8:00 a.m. - 4:30 p.m. on Monday - Friday. You can find more information about the New York firm at hodgesfund.com.