Fletcher Asset Management, Inc. (New York)


Fletcher Asset Management, Inc. is a large advisory firm based in New York. It manages $554.8 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Fletcher Asset Management provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fletcher Asset Management: assets under management

The assets under management (AUM) of Fletcher Asset Management, Inc. is $554.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $554.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $34.68 million each.
Fletcher Asset Management has custody of $554.8 million in cash and securities for 16 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fletcher Asset Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fletcher Asset Management, Inc.

Denis Joseph Kiely has been acting as President since 1 Apr 1998. Karl White has served as the Chief Investment Officer since 1 Jul 2006. Moez Mansoor Kaba joined the executive team most recently as the Director & Corporate Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alphonse Fletcher Director, chairman and chief executive officer 1 Mar 1991 75% - 100% 1725358
Peter Michael Zayfert Executive vice president, secretary and director of trading 1 Feb 1992 Other 1885193
Denis Joseph Kiely Deputy ceo 1 Oct 1996 Other 2389201
Jonathan Barth Schindel Executive vice president 1 Feb 1998 Other 4350710
Angela Kathleen Dorn Managing director and general counsel 1 Mar 1998 Other 4350714
Denis Joseph Kiely Director 1 Apr 1998 Other 2389201
Mei Ying Tsai Chief financial officer 1 Jun 1999 Other 4350719
Kell Byron Benson Vice chairman 1 Mar 2000 Other 4350699
Zachary Lawrence Gleit Managing director 1 Jan 2001 Other 4490119
Zachary Lawrence Gleit Consultant 1 May 2002 Other 4490119
Mei Ying Tsai Consultant 1 Jun 2002 Other 4350719
Brendan Peter Mchugh Funds chief financial officer 1 Jul 2002 Other 4613398
Llc Duhallow Financial Services Has contractual relationship to provide financial services to the applicant. 1 Mar 2003 Other 51-0451036
Patrick Bernard Huvane Chief financial officer and chief compliance officer 1 Oct 2004 Other 2948612
Stewart Alan Turner Director 1 Oct 2005 Other 1578021
Burt Louis Kozloff Director 1 Jan 2006 Other 274605
Karl White Chief investment officer 1 Jul 2006 Other 4807148
Michael Thomas Mccarville Secretary 1 Sep 2006 Other 5229484
Jay Barry Shows Chief compliance officer 1 Dec 2006 Other 3083939
Eisner Llp Auditors 1 Mar 2010 Other 13-1639826
Moez Mansoor Kaba Director & corporate secretary 1 Apr 2010 Other 5890876
Angela Kathleen Dorn Director 1 Apr 2010 Other 4350714

Based in New York

The principal office where Fletcher Asset Management, Inc. performs its advisory services is located at 48 Wall Street, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-284-4800 or by fax 212-284-4801. The normal business hours are 9:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at fletcher.com.