Rgt Capital Management, Ltd. is a large advisory firm based in Dallas. It manages $4.03 billion of regulatory assets for 3,884 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, California, Colorado, and 9 other states.
Rgt Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, selection of other advisers, and bill processing services, divorce consulting. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rgt Capital Management, Ltd. is $4.03 billion. The firm's AUM has grown by 534% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Rgt Capital Management, Ltd. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pooled investment vehicles. The largest group of clients of Rgt Capital Management is high net worth individuals with 422 clients and $3.78 billion of assets under management. Among the 9 most similar advisory firms, Rgt Capital Management has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $4.01 billion for 540 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Rgt Capital Management also advises several private funds. Namely, one real estate fund and four private equity funds. The minimum investment commitment required of non-related persons ranges from $150,000 to $250,000.
The company employs 57 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 21 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Rgt Capital Management, Ltd. performs its advisory services is located at 5950 Sherry Lane, Ste. 600, Dallas, TX 75225, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 214-360-7000 or by fax 214-360-7010. The normal business hours are 8:00 a.m-5:30 p.m. on Monday - Friday. You can find more information about the New York firm at rgtnet.com.