Aletheia Research And Management Inc (Santa Monica)


Aletheia Research And Management Inc is a large advisory firm based in Santa Monica. It manages $163.3 million of regulatory assets for 124 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Aletheia Research And Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and advise pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aletheia Research And Management: assets under management

The assets under management (AUM) of Aletheia Research And Management Inc is $163.3 million. The firm's AUM has grown by 63% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $131.05 million in discretionary accounts and $32.25 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.09 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $8.06 million.
Aletheia Research And Management has custody of $3.5 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aletheia Research And Management Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Aletheia Research And Management Inc

Bruce Arena Lee has been acting as President since 1 Jun 2010. Jorge Deneve joined the executive team most recently as the Sr. Vice President, General Counsel.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lp Irvine Capital Partners Shareholder 1 Nov 1997 Other 13-3761514
Peter James Eichler President, chairman, ceo 1 Jan 1998 25% - 50% 721033
Roger B Peikin Executive vice-president, chief legal officer, cfo 1 Jan 1998 Other 3012336
Patricia Camp Barnes Sr. vice president 1 Jan 1998 Other 1207636
Patricia Camp Barnes Sr. vice president 1 Dec 1998 Other 1207636
Joseph Michael Boskovich Shareholder 1 Dec 2001 Other 4445041
Llc Proctor Investment Managers Share holder 1 Nov 2006 Other 42-1687702
Ernest John C'debaca Chief compliance officer 1 Feb 2010 Other 5574701
Arvin Alfred Domingo Santos Coo 1 Apr 2010 Other 5826133
Michael Leroy Laney Cfo 1 Jun 2010 Other 5826130
Bruce Arena Lee Director 1 Jun 2010 Other 5826135
Christine Wright Roper Chief compliance officer 1 Jul 2010 Other 473115
Ann Marie Swanson Chief compliance officer 1 Sep 2010 Other 4684405
Jorge Deneve Sr. vice president, general counsel 1 May 2011 Other 6017196

Based in Santa Monica

The principal office where Aletheia Research And Management Inc performs its advisory services is located at 100 Wilshire Blvd, Suite 1900, Santa Monica, CA 90401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-899-0800 or by fax 310-899-0700. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at aletheiaresearch.com.