Westridge Capital Management Inc (Santa Barbara)


Westridge Capital Management Inc is a large advisory firm based in Santa Barbara. It manages $1.8 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and New York.

Westridge Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Westridge Capital Management: assets under management

The assets under management (AUM) of Westridge Capital Management Inc is $1.8 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.8 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $90 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Westridge Capital Management Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Westridge Capital Management Inc

James Lewis Carder has been acting as President since 1 Aug 1983. Lara Anne Luxford joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Lewis Carder President/dir/shareholder 1 Aug 1983 25% - 50% 1796426
Richard Bryan Shields Vice president 1 Oct 1990 Other 1322724
Mark James Yeager Compliance officer 1 Oct 1991 Other 4343218
Lp Wg Trading Investors Shareholder 1 Jun 1999 50% - 75% xxx-xx-xxxx
Stephen Walsh Shareholder 1 Jun 1999 25% - 50% 458115
Paul Robert Greenwood Shareholder 1 Jun 1999 25% - 50% 874984
Kristin Beth Snyder Chief compliance officer 1 Oct 2004 Other 4918955
Lara Anne Luxford Chief compliance officer 1 Aug 2006 Other 4753285
Lara Luxford Logue Chief compliance officer 1 Aug 2006 Other 4753285
James Lewis Carder Chief compliance officer 1 May 2007 Other 4753285
James Lewis Carder Chief compliance officer 1 May 2008 Other 4753285

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Paul Robert Greenwood General partner 1 Aug 1983 Other 874984
Stephen Walsh General partners 1 Aug 1983 Other 458115

Based in Santa Barbara

The principal office where Westridge Capital Management Inc performs its advisory services is located at 222 E Carrillo St., Ste 300, Santa Barbara, CA 93101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-564-3500 or by fax 805-564-2416. The normal business hours are 6:15am to 3:00pm on Monday - Friday.