Navy Federal Asset Management, LLC (Vienna)


Navy Federal Asset Management, LLC is a large advisory firm based in Vienna. It manages $158.68 million of regulatory assets for 1,117 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Navy Federal Asset Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Navy Federal Asset Management: assets under management

The assets under management (AUM) of Navy Federal Asset Management, LLC is $158.68 million. The firm's AUM has grown by 488% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Navy Federal Asset Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Navy Federal Asset Management, LLC

Thomas Hop Yee has been acting as President since 1 May 2007. Patricia Partridge Wood joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Navy Federal Financial Group Owner/managing member 1 Apr 2007 75% - 100% 54-1954978
Navy Federal Credit Union Owner 1 Apr 2007 75% - 100% 54-1954978
Thomas Hop Yee President 1 May 2007 Other 4200426
Paul Stephen King Chief compliance officer 1 May 2007 Other 3151379
Cynthia A Kirk Chief financial officer 1 May 2007 Other 4840701
Patrick Lenning Miller Principal 1 May 2007 Other 2121498
Travis L Gound Principal 1 May 2007 Other 4914693
Thomas Hop Yee President/chief compliance officer 1 Jan 2008 Other 4200426
Patricia Anne Price Chief compliance officer 1 Jun 2008 Other 1346036
Travis L Gound Chief compliance officer; principal 1 Mar 2013 Other 4914693
Mark S Estep Chief compliance officer 1 Feb 2014 Other 5150398
Caitlin Moynihan Mayo Finop 1 Nov 2014 Other 6396930
Patricia Partridge Wood Chief operating officer 1 Jan 2015 Other 1234214
Patricia Partridge Wood Chief operating officer/chief compliance officer 1 Feb 2015 Other 1234214
Patricia Partridge Wood Chief operating officer 1 Jun 2016 Other 1234214
Mark Ferris Dempsey Chief compliance officer / avp compliance 1 Jun 2016 Other 5361324
Xiaoning Han Gunn Finop 1 Jun 2016 Other 6636981

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Navy Federal Credit Union Owner/managing member 1 Sep 2005 75% - 100% 53-0116705

Based in Vienna

The principal office where Navy Federal Asset Management, LLC performs its advisory services is located at 820 Follin Lane, Vienna, VA 22180, which is also the mailing address of the firm. An additional office of the firm is in Virginia Beach, VA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 877-221-8108 or by fax 703-206-1510. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at navyfederal.org.