Maxwell Noll Inc is a large advisory firm based in Pasadena. It manages $103.43 million of regulatory assets for 122 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.
Maxwell Noll provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Maxwell Noll Inc is $103.43 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 82% since the beginning of its operation, and $1.21 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Maxwell Noll Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of John Terry Maxwell is individuals with 113 clients and $78.21 million of assets under management. Among the 6 most similar advisory firms, Maxwell Noll has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $78.21 million for 113 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Maxwell Noll doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
John Terry Maxwell has been acting as President since 1 Sep 1995. Llc Stonnington Group joined the executive team most recently as the Shareholder.
The principal office where Maxwell Noll Inc performs its advisory services is located at 600 South Lake Avenue, Pasadena, CA 91106 3908, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 626-796-7133 or by fax 626-796-5834. The normal business hours are 8:00 to 4:00 pacific on Monday - Friday. You can find more information about the New York firm at maxnoll.com and its LinkedIn profile.