Parker Carlson & Johnson (Dayton)


Parker Carlson & Johnson is a large advisory firm based in Dayton. It manages $288 million of regulatory assets for 333 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Kentucky, Louisiana, and 3 other states.

Parker Carlson & Johnson provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and publication of newsletters. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Parker Carlson & Johnson: assets under management

The assets under management (AUM) of Parker Carlson & Johnson is $288 million. The firm's AUM has grown by 67% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $247 million in discretionary accounts and $41 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $760 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.13 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Parker Carlson & Johnson for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Dayton

The principal office where Parker Carlson & Johnson performs its advisory services is located at 7812 Mcewen Road, Dayton, OH 45459, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 937-223-0600 or by fax 937-461-6691. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at pcjinvest.com.