Deerfield Management Company, L.P. Series C (New York)


Deerfield Management Company, L.P. Series C is a large advisory firm based in New York. It manages $10.07 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Deerfield Management Company, L.P. Series C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Deerfield Management Company, L.P. Series C: assets under management

The assets under management (AUM) of Deerfield Management Company, L.P. Series C is $10.07 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 153% since the beginning of its operation, and $278.29 million of the total AUM is attributable to clients outside of the United States.

The firm manages $10.07 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $839.49 million each.
Deerfield Management Company, L.P. Series C has custody of $10.07 billion in cash and securities for 12 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Deerfield Management Company, L.P. Series C for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James Edward Flynn serves?

The only and largest group of clients of James Edward Flynn is pooled investment vehicles with 12 clients and $10.07 billion of assets under management. Among the 7 most similar advisory firms, Deerfield Management Company, L.P. Series C has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $10.07 billion for 12 clients. 42% of the firm’s clients are foreign persons or businesses.

Deerfield Management Company, L.P. Series C also advises several private funds. Namely, ten hedge funds and one private equity fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Deerfield Management Company, L.P. Series C

The company employs 125 people that are either part- or full-time employees. 77 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Edward Flynn has been acting as President since 1 Jan 2005. Marian Lyia Brancaccio joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Darren Scott Levine Chief financial officer 1 Jan 1994 Other 5932849
Flynn Management Llc General partner 1 Jan 2005 75% - 100% 20-3764638
James Edward Flynn President 1 Jan 2005 Other 2743396
Karen Arnone Noy Chief administrative officer 1 Jan 2005 Other 4385879
Karen Arnone Chief administrative officer 1 Jan 2005 Other 4385879
David Justus Clark General counsel 1 Jan 2011 Other 5931602
Jonathan David Isler Chief financial officer 1 Jul 2012 Other 6103527
Marian Lyia Brancaccio Chief compliance officer 1 Jan 2014 Other 5072052

Based in New York

The principal office where Deerfield Management Company, L.P. Series C performs its advisory services is located at 780 Third Ave., New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Parsippany, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-551-1600 or by fax 212-599-3075. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at deerfield.com.