Natsource Asset Management LLC (New York)


Natsource Asset Management LLC is a large advisory firm based in New York. It manages $308.01 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of New York.

Natsource Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Natsource Asset Management: assets under management

The assets under management (AUM) of Natsource Asset Management LLC is $308.01 million. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $101.98 million in discretionary accounts and $206.03 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $25.5 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $41.21 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Natsource Asset Management LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Natsource Asset Management LLC

Frederick Ward Charlton Shaw joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Natsource Holdings Llc Member 1 Feb 2005 75% - 100% 04-3806045
Jack David Cogen Chief executive officer 1 Aug 2005 Other 5461255
Richard Rosenzweig Chief operating officer 1 Dec 2007 Other 5461264
Alan Jay Kirshenbaum Chief financial officer / chief compliance officer 1 Dec 2007 Other 4157107
Douglas C Taylor Chief compliance officer 1 Dec 2007 Other 5464798
Frederick Ward Charlton Shaw Chief compliance officer 1 Mar 2008 Other 3213116

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Blue Natsource Holding Company Indirect owner 1 Feb 2005 50% - 75% 13-3770132
Natsource Llc Indirect owner 1 Feb 2005 75% - 100% 13-4056887

Based in New York

The principal office where Natsource Asset Management LLC performs its advisory services is located at 100 William Street, New York, NY 10038, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-232-5300 or by fax 212-747-1905. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at www.natsource.com.