Usf Services, LLC (Houston)


Usf Services, LLC is a large advisory firm based in Houston. It manages $574.79 million of regulatory assets for 2,903 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 44 other states.

Usf Services provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Usf Services: assets under management

The assets under management (AUM) of Usf Services, LLC is $574.79 million. The firm's AUM has gone down by -50% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $513.72 million in discretionary accounts and $61.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $202.97 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $164.15 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Usf Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Usf Services, LLC

John Kenneth Bruno joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. U.S. Fiduciary Owner 1 Apr 2004 75% - 100% 86-1087044
Steven Jay Graubart Chief executive officer 1 Apr 2004 Other 4641822
Randall Dwayne Whitehead Chief operating officer 1 Mar 2006 Other 859334
Rita Carol Defloreo Chief compliance officer 1 Apr 2007 Other 1655762
Robert Marshall Drake President & chief operating officer 1 Aug 2007 Other 708570
Jeffery Scott Sills Senior vice president, divisional officer 1 Aug 2007 Other 1698223
Vernon Keith Roberts Chief compliance officer 1 Aug 2007 Other 1196897
Raymond Joseph Miller Senior vice president, divisional officer 1 Sep 2007 Other 856248
John Kenneth Bruno Chief compliance officer 1 Aug 2008 Other 2854977

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Steven Jay Graubart Chief executive officer / president 1 Oct 2003 25% - 50% 4641822

Based in Houston

The principal office where Usf Services, LLC performs its advisory services is located at 3934 Fm 1960 West, Houston, TX 77068, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-341-4700 or by fax 281-397-6766. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.usfiduciary.com.