Witter & Westlake Investments, Inc. is an adviser based in Louisville. It manages $13 million of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2006.
Witter & Westlake Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Witter & Westlake Investments, Inc. is $13 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Witter & Westlake Investments, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Rodney Scott Westlake has been acting as President since 1 Feb 2005. Lon Laverne Witter joined the executive team most recently as the Ceo.
The principal office where Witter & Westlake Investments, Inc. performs its advisory services is located at 1515 Ormsby Station Ct., Louisville, KY 40223, which is also the mailing address of the firm. An additional office of the firm is in Eagle Harbor, MI. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 502-339-8840 or by fax 502-339-8588. The normal business hours are 9.00 to 5.00 on Monday - Friday. You can find more information about the New York firm at www.witterwestlake.com.