Level Four Advisory Services, LLC is a large advisory firm based in Plano. It manages $2.25 billion of regulatory assets for 8,278 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 36 other states.
Level Four Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Level Four Advisory Services, LLC is $2.25 billion. The firm's AUM has grown by 5371% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Level Four Advisory Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, insurance companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Level Four Advisory Services is individuals with 5,750 clients and $1.1 billion of assets under management. Among the 9 most similar advisory firms, Level Four Advisory Services has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $2.25 billion for 6,243 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Level Four Advisory Services doesn't advise any private funds.
The company employs 135 people that are either part- or full-time employees. 94 percent of the employees work as investment advisers or researchers. 127 employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Level Four Advisory Services, LLC performs its advisory services is located at 5850 Granite Parkway, Plano, TX 75024, which is also the mailing address of the firm. An additional office of the firm is in Irvine, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 972-665-0878 or by fax 972-665-0885. The normal business hours are 8:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at levelfouradvisors.com.