Palo Verde Capital, LLC (Scottsdale)


Palo Verde Capital, LLC is a large advisory firm based in Scottsdale. It manages $173.41 million of regulatory assets for 43 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Arizona, Missouri, Oklahoma, and Texas.

Palo Verde Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Palo Verde Capital: assets under management

The assets under management (AUM) of Palo Verde Capital, LLC is $173.41 million. The firm's AUM has gone down by -12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $63.43 million in discretionary accounts and $109.98 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.71 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $18.33 million.
Palo Verde Capital has custody of $8.77 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Palo Verde Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Palo Verde Capital, LLC

Tony Ray Stacy has been acting as President since 1 Feb 2006. Anthony Ray Stacy joined the executive team most recently as the Managing Member/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Tony Ray Stacy President/chief compliance officer 1 Feb 2006 50% - 75% 1772484
Valerie Kaye Lynch Corporate secretary 1 Feb 2006 Other 2884472
Paul Allen Ross Investment executive 1 Feb 2006 25% - 50% 5468654
Anthony Ray Stacy Managing member/chief compliance officer 1 Apr 2012 75% - 100% 1772484

Based in Scottsdale

The principal office where Palo Verde Capital, LLC performs its advisory services is located at 20645 N. Pima Road, Scottsdale, AZ 85255, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-483-4102 or by fax 480-522-3969. The normal business hours are 8:00 am-4:00 pm on Monday - Friday. You can find more information about the New York firm at www.paragoncapitaladvisors.com.