Five Arrows Managers North America LLC is a large advisory firm based in Los Angeles. It manages $1.25 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Connecticut, and New York.
Five Arrows Managers North America provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and management of pooled investment vehicles, including clos. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Five Arrows Managers North America LLC is $1.25 billion. The firm's AUM has gone down by -13% since the beginning of its operation, and $1.25 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Five Arrows Managers North America LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Philip Martin Yeates is pooled investment vehicles with 8 clients and $1.25 billion of assets under management. Among the 8 most similar advisory firms, Five Arrows Managers North America has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $1.25 billion for 8 clients. 100% of the firm’s clients are foreign persons or businesses.
Five Arrows Managers North America also advises several private funds. Namely, seven securitized asset funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $250,000.
The company employs 13 people that are either part- or full-time employees. 77 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Philip Martin Yeates has been acting as President since 1 Sep 2015. Michael Dale Hatley has served as the Chief Investment Officer since 1 Jun 2005. John Murray Carroll joined the executive team most recently as the Chief Compliance Officer.
The principal office where Five Arrows Managers North America LLC performs its advisory services is located at 633 West 5 Th Street, Los Angeles, CA 90071, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 213-621-3735 or by fax 213-621-3795. The normal business hours are 8:00 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at rothschild.com.