Deerpath Capital Management, LP (New York)


Deerpath Capital Management, LP is a large advisory firm based in New York. It manages $949.07 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Florida, Illinois, Massachusetts, and Texas.

Deerpath Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Deerpath Capital Management: assets under management

The assets under management (AUM) of Deerpath Capital Management, LP is $949.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 242% since the beginning of its operation, and $164.73 million of the total AUM is attributable to clients outside of the United States.

The firm manages $949.07 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $118.63 million each.
Deerpath Capital Management has custody of $810.21 million in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Deerpath Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James Harrington Kirby serves?

The only and largest group of clients of James Harrington Kirby is pooled investment vehicles with 8 clients and $949.07 million of assets under management. Among the 9 most similar advisory firms, Deerpath Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $949.07 million for 8 clients. 12% of the firm’s clients are foreign persons or businesses.

Deerpath Capital Management also advises several private funds. Namely, six hedge funds and two private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Deerpath Capital Management, LP

The company employs 30 people that are either part- or full-time employees. 90 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Harrington Kirby has been acting as President since 1 May 2007. Tasabbur Nmn Hasan joined the executive team most recently as the Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Harrington Kirby President 1 May 2007 25% - 50% 2001489
Llc Prospect Street Limited partner 1 May 2007 25% - 50% 26-0225217
J Fitzgibbons Deerpath Llc Limited partner 1 May 2007 25% - 50% 20-8965009
Gwdp I Llc Limited partner 1 May 2007 Other 1472420
Llc Deerpath Capital Management General partner 1 May 2007 Other 20-8823408
Anish Bahl Chief compliance officer, cfo 1 Jul 2007 Other 5079516
Anish Kumar Bahl Chief compliance officer, chief financial officer 1 Jul 2007 Other 5079516
Gary C. Wendt Family Irrevocable Dynasty Trust Limited partner 1 Sep 2013 Other 46-6462652
Tasabbur Nmn Hasan Partner 1 Jan 2015 Other 4429389
Tasabbur Hasan Partner 1 Jan 2015 Other 4429389

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Bowler Fitzgibbons Managing member 1 May 2007 75% - 100% 6033287
Gary Carl Wendt Managing member 1 May 2007 75% - 100% 1472420
Valerie Ahneman Trustee 1 Sep 2013 Other 6471024
Valerie Nmn Ahneman Trustee 1 Sep 2013 Other 6471024

Based in New York

The principal office where Deerpath Capital Management, LP performs its advisory services is located at 405 Lexington Avenue, New York, NY 10174, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-786-1022 or by fax 646-417-7095. The normal business hours are 8am to 6pm est. on Monday - Friday. You can find more information about the New York firm at deerpathcapital.com.