Aviso Wealth Management (Seattle)

Name: Aviso Wealth Management
Address: 600 University Street, Seattle, WA, 98101
Telephone: 206-622-1210

Aviso Wealth Management is a large advisory firm based in Seattle. It manages $107.43 million of regulatory assets for 778 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arizona, California, Delaware, and 10 other states.

Aviso Wealth Management provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Aviso Wealth Management: assets under management

The assets under management (AUM) of Aviso Wealth Management is $107.43 million. The firm's AUM has grown by 109% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $107.28 million in discretionary accounts and $148.58 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $138.25 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $74.29 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 52% of the total AUM. The second-largest asset type is investment and business development companies, which make up 40% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aviso Wealth Management for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Joseph Alan Perry serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Joseph Alan Perry is individuals with 329 clients and $53.29 million of assets under management. Among the 9 most similar advisory firms, Aviso Wealth Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $107.43 million for 367 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Aviso Wealth Management doesn't advise any private funds.

Careers at Aviso Wealth Management

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joseph Alan Perry has been acting as President since 1 Jun 2007. Joyce Anne Provost joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Alan Perry	President	1 Jun 2007	75% - 100%	2683158
Joyce Anne Provost	Chief compliance officer	1 Apr 2013	Other	4839049

Based in Seattle

The principal office where Aviso Wealth Management performs its advisory services is located at 600 University Street, Seattle, WA 98101, which is also the mailing address of the firm. An additional office of the firm is in Augusta, ME. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-622-1210 or by fax 206-622-1214. The normal business hours are 8 am to 6 pm on Monday - Friday. You can find more information about the New York firm at pii-mjia.com.