Energy Trust LLC is a mid-sized advisory firm based in New York. It manages $27.22 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2001.
Energy Trust provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Energy Trust LLC is $27.22 million. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Energy Trust LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Patrick H. Swearingen is pension and profit sharing plans with 7 clients and $25.05 million of assets under management. Among the 1 most similar advisory firms, Energy Trust has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $25.05 million for 7 clients. None of the firm’s clients are foreign persons or businesses.
Energy Trust doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Patrick H. Swearingen has been acting as President since 1 Oct 2000. Eli Krupnik joined the executive team most recently as the Chief Compliance Officer.
The principal office where Energy Trust LLC performs its advisory services is located at 551 Fifth Avenue, 37 Th Floor, New York, NY 10176, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-557-0868 or by fax 212-557-0876. The normal business hours are 9:30 a.m. to 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at energytrustllc.com.