Bogle Investment Management L P (Newton Lower Falls)


Bogle Investment Management L P is a large advisory firm based in Newton Lower Falls. It manages $3.27 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Massachusetts.

Bogle Investment Management L P provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bogle Investment Management L P: assets under management

The assets under management (AUM) of Bogle Investment Management L P is $3.27 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 763% since the beginning of its operation, and $2.45 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.27 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $408.77 million each.

Investments

The firm invests in exchange traded securities the most. They account for 54% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 36% of the firm’s portfolio. Investments in other assets form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bogle Investment Management L P for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bogle Investment Management L P serves?

The firm provides services to investment companies, charitable organizations, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Bogle Investment Management L P is pooled investment vehicles with 5 clients and $2.91 billion of assets under management. Among the 11 most similar advisory firms, Bogle Investment Management L P has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.27 billion for 8 clients. 50% of the firm’s clients are foreign persons or businesses.

Bogle Investment Management L P also advises several private funds. Namely, five hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.

Careers at Bogle Investment Management L P

The company employs 13 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Keith David Hartt Limited partner 1 May 1999 Other 4373231
John Clifton Bogle Jr. Limited partner 1 May 1999 25% - 50% 2662428
Bogle Investment Group Llc General partner 1 May 1999 Other 04-3479131
John Bogle President and founder 1 May 1999 50% - 75% 2662428
Keith David Hartt Director of research 1 Jun 1999 Other 4373231
Lisa Ann Lafrance Director of client service 1 Aug 1999 Other 2661472
Britt Stephanie Bardinelli Limited partner and cco 1 Sep 1999 Other 2839637
Britt Stephanie Martino Director of finance 1 Sep 1999 Other 2839637
Christopher N. Sabbey Limited partner 1 Jun 2001 Other 5648650
Jonathon D. Lewis Limited partner 1 Aug 2002 Other 5648652
Paul R. Hummel Limited partner 1 Apr 2004 Other 5648654
David Henry Curtiss Limited partner 1 Jan 2013 Other 6175040

Based in Newton Lower Falls

The principal office where Bogle Investment Management L P performs its advisory services is located at 2310 Washington St., Newton Lower Falls, MA 02462 1449, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 781-283-5000 or by fax 781-283-5010. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at boglefunds.com.