M. D. Falk & Company, Inc. (Boca Raton)


M. D. Falk & Company, Inc. is an adviser based in Boca Raton. It manages $6.73 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2001.

M. D. Falk & Company provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

M. D. Falk & Company: assets under management

The assets under management (AUM) of M. D. Falk & Company, Inc. is $6.73 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $480.98 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay M. D. Falk & Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at M. D. Falk & Company, Inc.

Martin David Falk has been acting as President since 1 Jan 1989. Bonnie Sue Falk joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Martin David Falk President 1 Jan 1989 75% - 100% 204077
Jonathan Alfred Falk Vice president 1 Feb 1993 Other 2989572
Jonathan Arlan Falk Vice president 1 Feb 1993 Other 2989572
Bonnie Sue Falk Chief financial officer 1 Jan 2000 Other 4361224

Based in Boca Raton

The principal office where M. D. Falk & Company, Inc. performs its advisory services is located at 7425 Bondsberry Court, Boca Raton, FL 33434, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-477-7144 or by fax 561-477-7144. The normal business hours are 9am to 5pm on Monday - Friday.