Phasecapital LP (New York)


Phasecapital LP is a large advisory firm based in New York. It manages $162.86 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Massachusetts.

Phasecapital provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Phasecapital: assets under management

The assets under management (AUM) of Phasecapital LP is $162.86 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1497% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $162.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $162.86 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Phasecapital LP for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Phasecapital serves?

The only and largest group of clients of Phasecapital is investment companies with 1 clients and $162.86 million of assets under management. Among the 10 most similar advisory firms, Phasecapital has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $162.86 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Phasecapital doesn't advise any private funds.

Careers at Phasecapital LP

The company employs 14 people that are either part- or full-time employees. 29 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Zhu Ning has served as the Chief Investment Officer since 1 Nov 2016 and Michael Depalma is the Chief Executive Officer of Phasecapital LP family office. Robert Joseph Dubner joined the executive team most recently as the Chief Technology Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Phasecapital Gp Llc General partner 1 Feb 2008 Other 26-1914081
Stuart Denham Porter Direct owner 1 Feb 2008 50% - 75% 1778869
Eric Justin Pritchett Direct owner 1 Feb 2008 Other 5024505
Tishman Family Lp Direct owner 1 Feb 2008 Other 04-3444031
John Charles Donahue Limited partner 1 Jan 2012 Other 1756308
Phasecapital Research Llc Limited partner 1 Jan 2013 75% - 100% 26-0551975
Geoffrey Goodell Limited partner 1 Feb 2013 Other 5206305
Pinaki Chatterjee Limited partner 1 Feb 2013 Other 6084008
Lorena Timko Chief compliance officer 1 Aug 2014 Other 6393525
David Korsnack Limited partner 1 Nov 2014 Other 6442930
Tishman Family Lp Limited partner 1 Dec 2014 Other 04-3444031
Raptor Holdco Llc Limited partner 1 Dec 2014 25% - 50% 27-5237785
Sd Porter Holdings Lp Limited partner 1 Dec 2014 25% - 50% 35-2516275
Eric Justin Pritchett Limited partner 1 Dec 2014 Other 5024505
Inc. Cold Spring Ventures Limited partner 1 Mar 2015 Other 11-3175690
Michael Depalma Chief executive officer 1 Jun 2016 Other 2182565
Zhu Ning Chief investment officer 1 Nov 2016 Other 4771062
Robert Joseph Dubner Chief technology officer 1 Jan 2017 Other 5133227

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Clifford Hall Friedman Owner 1 Jan 1990 75% - 100% 1579785
Robert Wucker Tishman General partner 1 Dec 1998 25% - 50% 1582874
Kristin Richards Takala Owner manager 1 Dec 1998 25% - 50% 2013528
John Charles Donahue Owner manager 1 Feb 2008 Other 1756308
Robert Wucker Tishman Manager 1 Feb 2008 Other 1582874
James Pallotta Owner manager 1 Mar 2011 75% - 100% 2059360
James Pallotta Manager 1 Jun 2013 Other 2059360
Stuart Denham Porter Owner manager 1 Aug 2014 75% - 100% 1778869
Sd Porter Holdings Corporation General partner 1 Aug 2014 Other 47-1878783

Based in New York

The principal office where Phasecapital LP performs its advisory services is located at 122 Hudson Street, New York, NY 10013, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-490-3307. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at phasecapital.com and its LinkedIn profile.