Fort Baker Capital Management LP (Larkspur)

Name: Fort Baker Capital Management LP
Address: 700 Larkspur Landing Circle, Larkspur, CA, 94939
Telephone: 415-306-5512

Fort Baker Capital Management LP is a large advisory firm based in Larkspur. It manages $210 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Fort Baker Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fort Baker Capital Management: assets under management

The assets under management (AUM) of Fort Baker Capital Management LP is $210 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 34% since the beginning of its operation, and $210 million of the total AUM is attributable to clients outside of the United States.

The firm manages $210 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $52.5 million each.

Fort Baker Capital Management has custody of $105 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fort Baker Capital Management LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fort Baker Capital Management serves?

The only and largest group of clients of Fort Baker Capital Management is pooled investment vehicles with 4 clients and $210 million of assets under management. Among the 7 most similar advisory firms, Fort Baker Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $210 million for 4 clients. 100% of the firm’s clients are foreign persons or businesses.

Fort Baker Capital Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Fort Baker Capital Management LP

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Steven Patrick Pigott has served as the Chief Investment Officer since 1 Jul 2015. Shaun Michael Sparkman joined the executive team most recently as the Limited Partner/Senior Analyst.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Fort Baker Capital	General partner	1 Jun 2015	Other	47-4366581
Steven Patrick Pigott	Chief investment officer	1 Jul 2015	50% - 75%	3093954
John Hutchinson Frank	Senior analyst	1 Jul 2015	Other	5332630
Wilson Xinrong Cheng	Chief operating officer/chief compliance officer	1 Oct 2015	Other	3108713
Patrick Michael Lawler	Senior analyst	1 Dec 2015	Other	4001215
Shaun Michael Sparkman	Limited partner/senior analyst	1 Apr 2019	Other	2237379

Based in Larkspur

The principal office where Fort Baker Capital Management LP performs its advisory services is located at 700 Larkspur Landing Circle, Larkspur, CA 94939, which is also the mailing address of the firm. An additional office of the firm is in Boise, ID. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-306-5512 or by fax 415-306-7154. The normal business hours are 8:00am - 4:00pm on Monday - Friday. You can find more information about the New York firm at fortbakercapital.com.