Ua Advisory Services, Inc. (Endwell)


Ua Advisory Services, Inc. is a large advisory firm based in Endwell. It manages $179.84 million of regulatory assets for 230 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Arizona, Florida, New Jersey, and 4 other states.

Ua Advisory Services provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ua Advisory Services: assets under management

The assets under management (AUM) of Ua Advisory Services, Inc. is $179.84 million. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40.36 million in discretionary accounts and $139.48 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $188.59 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $8.72 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ua Advisory Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ua Advisory Services, Inc.

Brett Ronald Schneider has been acting as President since 1 Jan 2009. Patriot Intermediate Holdings B. Corp. joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jr. Robert Michael Sedor Director, president, secretary, treasurer, chief compliance officer 1 Sep 2005 Other 1031167
National Financial Partners Corp. Shareholder 1 Apr 2007 75% - 100% 13-4029115
David John Nowacoski Vice president 1 Apr 2007 Other 2364668
Thomas Michael Surowka Vice president 1 Apr 2007 Other 1221965
Lori Michell Lieser Vice president 1 Apr 2008 Other 2131475
Brett Ronald Schneider Director 1 Jan 2009 Other 5636953

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Patriot Intermediate Holdings B. Corp. Owner 1 Jul 2013 75% - 100% 46-2704384
Patriot Intermediate Holdings A. Corp. Owner 1 Jul 2013 75% - 100% 46-2723281
Llc Patriot Investment Holdings Owner 1 Jul 2013 75% - 100% 30-0781325
L.P. Madison Dearborn Capital Partners Vi A Owner 1 Jul 2013 75% - 100% 26-1274415
L.P. Madison Dearborn Partners Vi A&C General partner 1 Jul 2013 Other 26-1267403
Madison Dearborn Partners General partner 1 Jul 2013 Other 157349

Based in Endwell

The principal office where Ua Advisory Services, Inc. performs its advisory services is located at 1405 Davis Avenue, Endwell, NY 13760, which is also the mailing address of the firm. An additional office of the firm is in Norwich, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 607-754-7222 or by fax 607-754-8608. The normal business hours are 8:30 a.m. - 4:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.united-advisors.com.